Managing Retirement Surplus

April 22, 2011

Many elder people, who move away from active work either on attaining superannuation or optionally, have to face many challenges in managing their retirement surplus. The foremost would be to have a monthly income to take care of regular expenses. I have compiled a list which I believe would be very handy for those who would be looking at creating a retirement income portfolio.

The first step in managing the retirement surplus is to pay off any outstanding loans either on a car or a house. This would reduce the mental stress when you are retired.
 
The next step is to appropriate amounts for any unfulfilled major financial responsibilities like children’s higher education or children’s marriage. The financial products for this would be fixed deposits or debt mutual funds. Shares, real estate and equity mutual funds could be avoided. In case, gold needs to be accumulated for marriage purpose of children then it is advisable to go through the mutual fund route by investing monthly (SIP) either through an gold ETF or an open ended gold fund. The monthly purchases would reduce the risk of market timing for gold purchase.
 
Next, would be to keep appropriate balances in a savings a/c or liquid fund to manage short term emergencies. Ideally 6 months of mandatory regular expenses (groceries, medical expenses, bills, travel, fuel etc) should be parked here.
 
The continuation of an appropriate medical cover is very important at this stage. Choose a medical insurance company which would cover most of the medical expenses till maximum age. Do proper health declaration while filling the proposal form as non disclosure would render the contract void. However, have a proper diet and take good care of your health.
 
After managing the above steps, take a relook at your entire financial net worth less your primary residence and gold ornaments with the above adjustments (mentioned in the above steps). This portfolio (after some restructuring) if properly deployed would give you the desired monthly income along with any other monthly pensions/income. This portfolio has to be invested judiciously taking the following factors into consideration:
 
Life expectancy: Plan your finances well because of medical advancement one generally lives for between 75-85 years. This means your finances should last for another 15-25 years.
 
Inflation: Regular monthly income what you receive now would not be sufficient at age 70 yrs because of inflation. Utilize inflation beating products like equity mutual funds in your financial portfolio.
 
Taxation: Paying taxes is good, but avoid taxes through judicious deployment of one’s financial portfolio. Use debt mutual funds in addition to fixed deposits.
 
Real estate and direct equity investments incluing IPO’s could be avoided as they would require more skill sets and large resources.
 
Invest upto 50-75% financial portfolio in safe investments like bank FD’s, postal MIS and senior citizen bonds. The remaining could be invested between equity and debt mutual funds. However, do not over diversify.
 
Review your financial portfolio once every 6 months. Restructure, if required.
 
Do not invest in high return earning speculative schemes. Get rich quickly schemes generally makes one poor quickly.
 
Do not invest in Life Insurance (traditional or ULIP’s) as they are costly and do not serve any purpose for your financial goals.
 
In case the regular income is not sufficient from the capital deployed, then do not hesitate to draw into the capital. Do not live poor and die rich.
 
Have your nomination across all your investments and have a proper registered will in place. Make a list of all your finances and share this with at least one close member in the family.
 
Enjoy your money and let not money management give you more stress.
 
People who find the above steps confusing and complicated can associate with a good fee based financial planner/advisor who would guide you in each step as per one’s financial goals.

The writer is a certified financial planner and is reachable at naveen@naveenrego.com or at 98455 57582.

 

Naveen Rego - Archives:

by Naveen Rego
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Comment on this article

  • Mark & Orine Rego, Bajpe

    Thu, Apr 28 2011

    Excellent Naveen! keep up your good work. Proud of you!!

  • Max & Jessie Rasquinha, Mangalore, Houston/Dallas

    Wed, Apr 27 2011

    Retirement should be a mind-set of each and every human being - rich or poor, young or old. This is where a suitable financial planning becomes applicable for each and everyone - no one is excluded.

    The Government plays an important role in the retirement process of each and every citizen by familiarizing and educating each and every citizen to respect the "Law of Taxation" and also planning a Social Security system for each and everyone so that each of us help our nation while we help ourselves. This is where a healthy leadership helps the nation to grow progressively and prosperously for the good of mankind. This is how a healthy mind helps a healthy nation by safeguarding the interests of every human being by rewarding his or her hard and honest work without indulging into a corruptive behavior. People are people that need to co-existg with the help of a nation that provides equality and justice for all.

    Greed and corruption of the Wall Street and the Main Street does not have a place in the society where elderly people need assurance that their hard earned investment is not mis-used for individual greed.

    Each and every individual craves for a peaceful and happy retirement so that their daily needs are protected and guaranteed thru a stable Government and able leadership that guides the destiny of their nation and their people. Senior citizens all over the world look up stability and honesty of the Government.

  • Jecintha Dsouza, Shirva

    Wed, Apr 27 2011

    Get rich quickly schemes generally makes one poor quickly. Yes, even highly qualified people fall in the trap of these schemes. Excellent article.

  • Stany Dsouza, Shirva

    Wed, Apr 27 2011

    I am a Mutual Fund Advisor. It is very difficult for me to explain even for an educated man the difference between Ulips, Traditional Insurance Policies. & Mutual Funds. At least this article can help them to understand the difference. Thank you Naveen for your excellent article.

  • alganna, adde

    Sun, Apr 24 2011

    Mr.Naveen Rego...very nice article, hope people will really follow this for the betterment of themselves and their direct family members instead of wrting some unwanted comments/wasting time about the religion/politics etc etc.

  • William, Udupi

    Sat, Apr 23 2011

    Good and informative article. Well written. A timely advice for those retiring. A good roadmap for planning and managing finances. Thanks.

  • Kalandar, mangalore/saudi arabia

    Sat, Apr 23 2011

    naveen sir it is really good article ,simple to understand every common people.you are really excellent in mutual fund .

  • Kenny, Bajpe, Mangalore

    Sat, Apr 23 2011

    Good Article Naveen.

  • Salvador Noronha, Omzoor/mumbai/kuwait

    Sat, Apr 23 2011

    MR. Naveen thank you for sharing your good thoughts with Daijiworld readers, hope more knowlage you will share with us.Since you are aware of the law kindly tell more for NRI.

    REGARDS

  • Joyer ( Rudolph) Noronha, Kinnigoli

    Sat, Apr 23 2011

    Thanks to Naveen, my finances are on right track. His approach is professional and his focus is individual oriented. Taking Naveen's advise for managing my finances helps me to find time for everything else (including writing comments here).
    Thanks Naveen for your guidance and this article.

  • Bulsam, Mangalore

    Sat, Apr 23 2011

    Retired officials with good track records should be made use as Task Master in different departments. They are the best Whistle Blowers because they have years of experiences in their hand.

  • Prisha Mascarenhas, Kirem,mangalore

    Sat, Apr 23 2011

    Well said, I liked the statement 'don't live poor and die rich'. That's what we all do. My concern is that there are lot of people including me who want to invest wisely for retirement but to manage our funds we need knwledge. Lack of knowledge makes one to invest in funds like get rich quick schemes. Whom to believe? Most of the people work here for commission and make several false promises

  • Naveen Rego, Mangalore

    Fri, Apr 22 2011

    I would like to thank the readers for the compliments. I only would like to add that Life Insurance products dont make much of sense for retired people as they are more costly compared to other financial products. However, the agents would have different story as the commissions are better in selling life insurance. Customers BeAware. Happy Easter to all of you!!

  • arun danthy, pernal/surathkal

    Fri, Apr 22 2011

    dont live poor and die rich-fantastic article!

  • Wilfred Miranda, Mangalore/USA

    Fri, Apr 22 2011

    Hi Naveen,
    Excellent article. Keep it up.

    -Wilfred

  • Nelson cutinha, Mangalore/Dubai

    Fri, Apr 22 2011

    Well said Naveen sir. hats of you. thanks for sharing the information and your guidance.
    Thanks.

  • Alex d'mello, Mumbai

    Fri, Apr 22 2011

    Certain LIC ULIP's are doing very well.It all depending on your age where the mortality premium is charged. Since you have already made investments it is better not to withdraw unless you have an financial emergency. Keep it ateast for 10 years, it is a good investment.

  • peter pinto, Badhyar/ Navi mumbai

    Fri, Apr 22 2011

    Nice article and the information provided by Mr Naveen Rego.Keep it up and serve the elders.

  • Albert, Dubai

    Fri, Apr 22 2011

    Excellent!
    Appreciate if author can provide justification for his following statement: "Do not invest in Life Insurance (traditional or ULIP’s) as they are costly and do not serve any purpose for your financial goals"
    Needless to say I have 4 ULIPs and still agents are approaching me for more which I am not going to. Three are completed now and I am not sure whether to stop here or continue until 5 years... any advise.

  • Raina Rodrigues, Mangalore

    Fri, Apr 22 2011

    Very informative article..

  • Jimmy Noronha, Bellore,Kulshekar,Lucknow

    Thu, Apr 21 2011

    These are Words of Wisdom to the retired, to those going to retire and as a matter of fact for all. I remain grateful to the writer for this piece of advice.

  • ashenoy, mangloor

    Thu, Apr 21 2011

    Good points. Safe and near liquid investments like FDs are good. Above all keep it simple and enjoy remaining life.


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